REQUEST FOR PROPOSAL

EMPLOYER PLAN CONSULTING
employerplans@osaic.com

Your First and Last Name

Phone Number (optional)

Phone

Wealth Management Firm Affiliation

City, State & Zip Code

Are you the current financial professional for the plan?

Is this a startup plan?

Plan Name

Plan City, State and Zip Code

Current RecordKeeper

If startup, leave blank.

Likelihood of the plan moving

If this is a conversion plan, rate how sure you are the plan is looking for a new provider.

Number of Plan Participants

Plan Type

Plan AUM

If startup plan, enter 0 and complete Estimated Annual Contributions field

Estimated Annual Contributions

Use for both startup and established plans - if you do not have this information, please enter "unknown"

Current TPA (If Unbundled)

Do you want to select your own TPA?

Payroll Company

Fee-Based (Flat Fee or %)

Commission Amount

Please quote the plan with:

a 3(21) co-investment fiduciary

an outsourced 3(38) discretionary Investment Manager

Neither

How sensitive is the employer to fees?

File Upload

You can drop fee disclosures, 408b2, investment lineups, plan docs or any other helpful items here for the recordkeeper to review when creating the proposal.

Drop your files here

Tell us more about the opportunity:

What are the employer's goals, pain points, or specific service requests? How can we help you win or retain the business? What other important info might be relevant to the plan.

Partner Recordkeepers (or enter wholesaler email)

The Networ(k)

Osaic has created a program called The Networ(k) whereby Employer Plan Specialists and Wealth Advisors can work together to support 401ks and other employer plans, freeing up the Wealth Advisor to engage participants with rollovers and private wealth planning.

Copy the link to learn more: assets.osaic.com/m/75d297936a0ddbae/original/EPC-The-Network-Program-Overview.pdf

Work with a Plan Specialists

Would you like to work with a Plan Specialist on this opportunity?

Yes

Tell me more

Send me a copy of my responses

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REQUEST FOR PROPOSALEMPLOYER PLAN CONSULTING employerplans@osaic.com

The Networ(k)

REQUEST FOR PROPOSAL

EMPLOYER PLAN CONSULTING
employerplans@osaic.com