Referral Opportunity Form

Thank you for identifying an individual or institutional referral opportunity!


This form puts the opportunity into the pipeline and will be pursued on a timely basis. Depending upon the type of opportunity, it will be assigned to either the Organic Growth Team or a Senior Wealth Advisor.

Referrer's Information

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About the Referral

Please check the box if this is part of the Referral Champion Program. If uncertain, refer to the program guide for details.

Your decision does not impact incentives for other referrals.

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Guidance on Referral Types:

  1. Individual Referral: This is for personal clients seeking wealth management services, such as investment advice or retirement planning.
  2. Institutional Referral: This is for referrals relating to organizations or entities, like non-profits or corporations, that need specialized financial services.
  3. Business Owner Planning: This is for entrepreneurs or business owners looking for growth strategies, succession planning, or financial guidance specific to their business needs.
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If 'Other' is selected, please provide additional details in the field below.

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Referee's Information

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Is there any existing connection between this referral and Mariner, such as Mariner Institutional, Mariner Capital Advisors, or Mariner Tax?

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If yes, please attach a copy of the RFP.

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Background information on the client that could help inform the referred advisor on the opportunity, including the refereeā€™s estimated assets, client needs/goals, occupation, and familiarity with Mariner.

Further details about the opportunity, including objectives (such as business sale, transition to children, or employee sale) and company size (including revenues, EBITDA, and valuation).

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