Medical School

Pre-Award & Proposal Development Services Intent Form

Please complete this survey if you are requesting pre-award support for one of the listed departments, centers, institutes or programs (CIPs).

Provide as much information as possible and a pre-award team member will contact you to discuss proposal details within 2 business days.

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You indicated you are from an area outside the Medical School. Please do not complete this form and contact Jamie Dillon, Director of Pre-Award and Proposal Development Services at: jjdillon@umn.edu


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Enter first name, last name and email


This submission is*

Please provide the grant title and number

Have there been major changes over the previous year, or to the originally proposed research?

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Describe anticipates budget edits in the coming year (e.g. unobligated balance):

If there are human subjects and/or animal components involved, are IRB and/or IACUC protocols in place and approved?

If there are sub-award sites, have they been set-up?

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Please attach relevant materials at the end of this form (if applicable).

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If NIH, indicate mechanism*

If no RFA number is available please paste the URL linked to the funding announcement or attach a PDF version in the Additional Documents section found at the bottom of the page

If unknown, enter working title name, topic or "TBD."

Sponsor due date is:*

Does this research include Indigenous populations?*

Required Form for Indigenous Research

This form is required eight weeks in advance for UMN investigators who are pursuing Indigenous research as defined in the UMN Guidelines for Indigenous Research and Indigenous Research Policy


More information:


Questions, please contact:

Karen R. Diver

Fond du Lac Band of Lake Superior Chippewa

Senior Advisor to the President for Native American Affairs

Email: karend@umn.edu

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Multiple PIs?*

Please list MPI names, x500 if UMN and/or Institute names

Co-Investigators?*
Are there subcontracts? *

If known, enter institution, site-PI, admin contact

List MPIs, Co-Is, and research team members names, their x500, and estimated effort. Please include as much detail as possible and what is known at this time.

List all building names and room numbers needed for the proposed research. This is included on the funding proposal. Please include as much detail as possible and what is known at this time.

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Clinical Trial

Basic is defined as a systemic study directed toward fuller scientific knowledge or understanding of the subject studied.

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Applied is research conducted to provide a solution to an established problem, issue, or concern.

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Development is the systemic use of knowledge and understanding gained from research directed toward producing useful materials, devices, systems, or methods, including the design and development of prototypes and processes.

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This includes: Recombinant or synthetic nucleic acid molecules, infectious agents or biologically-derived toxins

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Involves one or more of the following activities in a non-US country(ies):

  • Sponsors, subawardees, collaborators, or other parties
  • The export or import of tangible research material(s) to or from a non-US country(ies)
  • University of Minnesota personnel conducting fieldwork
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Foreign Justification Requirement

IMPORTANT: For projects involving activities outside of the United States or partnerships with international collaborators, a Foreign Justification is required as an "other attachment" at submission time.

  • See NIH Glossary for a definition of a foreign component.
  • Application Requirements for Projects Involving Activities Outside of the United States or Partnerships with International Collaborators (NOT-OD-25-098).


To the best of your knowledge, does the relevant request for proposals, broad agency announcement, draft agreement, or other documentation from the non-University party or parties indicate any of the following? (select all that apply, if known):


Conflict of Interest*

Do you, or your co-investigators, or key personnel or a family member have a financial interest OR business interest in a business entity that could benefit from the results of this project? The interest is related to the research when the business entity:


  • Sponsors the research.
  • Owns or licenses a product or technology that will be developed or evaluated in the research.
  • Will receive a subaward or subcontract for this research.
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Do you, or your co-investigators, or key personnel have a familial connection OR financial or business interest (of any amount) with any proposed subrecipient or collaborator?

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Please add any relevant comments related to COI.


These issues are often topics for further discussion as proposals are prepared. Even if you are not sure about their applicability, choosing one or more now is not a negative and could actually prevent your proposal from being delayed at time of submission.

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If this is a renewal or continuing project, have any inventions been conceived or reduced to practice under prior research on this project or relating to the work contemplated in this proposal?

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Drag and drop files here or

Provide any additional information/comments/notes here. Be sure to highlight unusual terms or conditions that you notice in the NOFO, reason for short turnaround time, etc.